Sr. Compliance Consultant
17 Edith Dr, Toronto, ON M4R 1Y9, Canada
Required Skills and Experience – 5 years of experience working in compliance in a Canadian bank or financial institution – Logical thinker with a focus on delivery – Knowledgeable on MFDA/ CIRO (IROC) – Experience monitoring and testing roles in branches, specifically in relation to investment related roles – Experience with presentations – Experience with writing proposals Job Description Insight Global is looking for a Sr. Consultant to join a financial institution in the GTA. Duties will be more openly discussed on an interview, but as a brief summary, some of the main responsibilities include: – Conduct audits to refine the existing model for efficiency and cost-effectiveness. – Review the current investor models to identify potential improvements. – Evaluate the feasibility of certain task locations and roles – Analyze values and trends to identify tasks that could potentially be consolidated.
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